DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Carolina Financial Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Patrick Halton Williford | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Carolina Financial Advisors, Inc. independent RIA | Wirehouse to independent RIA | Nov 8, 2023 | Mar 7, 2024 (120 d) |
| David Leonard Belk | Financial Security Advisory Inc other | Carolina Financial Advisors, Inc. independent RIA | Other | Sep 10, 2018 | Jul 28, 2020 (687 d) |
| William Scott Poland | Raymond James Financial Services Advisors, Inc other | Carolina Financial Advisors, Inc. independent RIA | Other | Jun 14, 2017 | Jul 21, 2017 (37 d) |
| Wayland A Crutchfield | Morgan Stanley wirehouse | Carolina Financial Advisors, Inc. independent RIA | Wirehouse to independent RIA | Jun 13, 2011 | Jan 26, 2012 (227 d) |
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4 moves match.