DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Paul Winkler, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ira Mitchell Work | Work Financial Group, Inc. unclassified | Paul Winkler, Inc. independent RIA | Other | Dec 31, 2017 | Mar 26, 2009 |
| James Philip Wood | A Clear Strategy, LLC unclassified | Paul Winkler, Inc. independent RIA | Other | Dec 31, 2015 | Sep 23, 2014 |
| Mariafearlene Brown | Integrity Alliance, LLC other | Paul Winkler, Inc. independent RIA | Other | Apr 1, 2014 | Jul 30, 2014 (120 d) |
| Lawrence Evan Barnard | Sicor Securities Inc unclassified | Paul Winkler, Inc. independent RIA | Other | Dec 31, 2012 | Aug 15, 2008 |
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4 moves match.