DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cm Wealth Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nicholas James Evans | Golden Reserve Retirement, LLC independent RIA | Cm Wealth Advisors LLC mixed wealth | RIA to RIA | Aug 2, 2021 | Oct 7, 2021 (66 d) |
| Fred G Botek | Sequoia Financial Group, L.L.C. other | Cm Wealth Advisors LLC other | Other | Feb 10, 2006 | Dec 4, 2015 (3584 d) |
| Douglas John Smorag | Fourth Street Performance Partners, Inc. other | Cm Wealth Advisors LLC mixed wealth | Other | Nov 3, 2003 | Jul 12, 2022 (6826 d) |
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3 moves match.