DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Cm Wealth Advisors LLC
Latest filing Mar 24, 2026
First filing on the tape Mar 30, 2012 · 29 filings
SEC status approved since Oct 15, 2003
RAUM
$3.6B
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
50%
$1.8B individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$719M
derived; firm RAUM over IAPD count
Employees
24
11 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
30
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$3.6B as of Mar 24, 2026
Mar 30, 2012$1.8B then
HNW client RAUM$1.8B as of Mar 24, 2026
Mar 28, 2018$1.4B then
State-registered IARs (5.B.3)4 as of Mar 24, 2026
Mar 28, 20130 then
Employees (5.A)24 as of Mar 24, 2026
Mar 28, 201315 then
Private funds30 as of Mar 24, 2026
Mar 30, 201232 then
RAUM +5.7% over the last fiscal year+6.4% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with heavy alternatives · a wealth manager whose private fund gross assets are at least 25 percent of RAUM, or five or more private funds
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $719MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 41derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $13.6MderivedHNW RAUM over HNW clients
- Average account
- $5.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 6.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.8derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +14%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisers, educational seminars, otherreportedItem 5.G
- Custody
- $3.5B, 244 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.8B50%
- Pooled investment vehicles$1.6B43%
- Charitable organizations$246M6.8%
- Individuals$14.2M0.4%
- Individual clients
- 73reported
- HNW clients
- 131reported
- Pension plan clients
- n/areported
- Charitable clients
- 11reported
- Accounts
- 680reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.5B for 244 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.5 fund_share=0.43 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Aileen Patricia BostCertified Financial Planner | Beachwood, Oh | Oct 10, 2019 | 12 y | 0 |
| Amy Ruth LoriusCertified Financial Planner | Beachwood, Oh | Jun 19, 2020 | 16 y | 0 |
| Nicholas James Evans | Beachwood, Oh | Oct 7, 2021 | 13 y | 2 |
| Douglas John SmoragPersonal Financial Specialist | Beachwood, Oh | Jul 12, 2022 | 28 y | 1 |
| Benjamin WallaceChartered Financial Analyst | Beachwood, Oh | Sep 12, 2024 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- David Carl Henkel to Hirtle & Co., LLCMar 23, 2020 · Other
- Thomas Valentine David to Strategic Value Bank Partners LLCAug 17, 2018 · Other
- Fred G Botek to St. Clair Advisors, LLCFeb 2, 2018 · Other
- Sally Ann Taylor to Keats Connelly And Associates Inc.Mar 4, 2008 · Other
Joined, latest
- Douglas John Smorag from Fourth Street Performance Partners, Inc.Jul 12, 2022 · Other
- Nicholas James Evans from Golden Reserve Retirement, LLCOct 7, 2021 · RIA to RIA
- Fred G Botek from Sequoia Financial Group, L.L.C.Dec 4, 2015 · Other
Private funds
49 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Cmwa Capital Appreciation Fund LLC | Other Private Fund | $265M | 192 | Mar 30, 2012 |
| Cmwa Micro Cap Fund LLC | Other Private Fund | $154M | 94 | Mar 30, 2012 |
| Cmwa Mid Cap Partnership LLC | Other Private Fund | $144M | 63 | Mar 30, 2012 |
| Cmwa Private Equity 2022 LLC | Private Equity Fund | $95.3M | 93 | Mar 21, 2023 |
| Cmwa Foreign Developed Partnership | Other Private Fund | $94.1M | 71 | Mar 30, 2012 |
| Cmwa Private Equity 2024-25 LLC | $93.6M | 98 | Mar 24, 2026 | |
| Cmwa Small Cap Fund LLC | Other Private Fund | $85.4M | 85 | Mar 30, 2012 |
| Cmwa Emerging Markets Partnership | Other Private Fund | $51.8M | 79 | Mar 30, 2012 |
| Cmwa Defensive Strategies Partnership | Other Private Fund | $48.0M | 56 | Mar 30, 2012 |
| Cmwa Private Opportunities Fund III | Private Equity Fund | $47.1M | 89 | Mar 18, 2024 |
| Cmwa Private Equity 2021 | Private Equity Fund | $46.4M | 87 | Mar 11, 2022 |
| Cmwa Private Opportunities Fund IV | $46.3M | 97 | Mar 24, 2026 | |
| Cmwa International Small Cap Partnership LLCno longer reported | Other Private Fund | $44.7M | 57 | Mar 30, 2012 |
| Cmwa Large Cap Partnership LLC | Other Private Fund | $39.8M | 60 | Mar 30, 2012 |
| Cmwa Private Equity 2016 LLC | Private Equity Fund | $39.3M | 74 | Mar 29, 2017 |
| Cmwa Private Equity 2015 | Private Equity Fund | $36.3M | 76 | Mar 24, 2016 |
| Cmwa Private Equity 2019 | Private Equity Fund | $35.3M | 70 | Mar 23, 2020 |
| Cmwa Private Equity 2018 LLC | Private Equity Fund | $34.7M | 67 | Mar 27, 2019 |
| Cmwa Private Equity 2017 | Private Equity Fund | $33.7M | 74 | Mar 28, 2018 |
| Cmwa Private Equity 2020 | Private Equity Fund | $33.4M | 70 | Mar 19, 2021 |
| Cmwa Private Opportunities II | Private Equity Fund | $26.3M | 56 | Mar 11, 2022 |
| Cmwa Private Investment Strategies LLC | $25.9M | 83 | Mar 24, 2026 | |
| Cmwa Capital Appreciation Nq | Other Private Fund | $19.6M | 40 | Mar 30, 2012 |
| Cmwa Private Equity 2012 | Private Equity Fund | $13.2M | 80 | Mar 28, 2014 |
| Cmwa Private Equity 2014 | Private Equity Fund | $12.3M | 69 | Mar 27, 2015 |
| Clanco Opportunities II Partnership LLC | Private Equity Fund | $11.7M | 32 | Mar 30, 2012 |
| Cmwa Private Opportunities I | Private Equity Fund | $9.6M | 37 | Mar 27, 2019 |
| Cmwa Private Equity 2011 LLC | Private Equity Fund | $4.9M | 63 | Mar 30, 2012 |
| Clanco Private Equity 2006 LLCno longer reported | Private Equity Fund | $2.7M | 39 | Mar 30, 2012 |
| Cmwa Csi Opportunitiesno longer reported | Other Private Fund | $2.0M | 28 | Mar 30, 2012 |
| Clanco S/G Bric Fund LLCno longer reported | Private Equity Fund | $1.7M | 48 | Mar 30, 2012 |
| Clanco Private Equity 2007 LLCno longer reported | Private Equity Fund | $1.6M | 40 | Mar 30, 2012 |
| Clanco Partners Xivno longer reported | Private Equity Fund | $1.6M | 14 | Mar 30, 2012 |
| Clanco Opportunities Partnership LLC | Private Equity Fund | $1.5M | 47 | Mar 30, 2012 |
| Clanco Partners IVno longer reported | Private Equity Fund | $1.5M | 7 | Mar 30, 2012 |
| Clanco Opps I Annex LLC | Private Equity Fund | $1.2M | 38 | Mar 30, 2012 |
| Cmwa Biomotiv | Private Equity Fund | $934,758 | 13 | Mar 28, 2014 |
| Clanco Partners Ixno longer reported | Private Equity Fund | $883,992 | 4 | Mar 30, 2012 |
| Cmwa Crestline Partners LLCno longer reported | Other Private Fund | $879,033 | 37 | Mar 30, 2012 |
| Clanco Private Equity 2010 LLCno longer reported | Private Equity Fund | $851,736 | 36 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Andrew Paul Bodnar · Chief Investment Officercontrolsince 07/2023 · owns less than 5%
- Patricia Aileen Bost · Chief Client Officercontrolsince 01/2024 · owns 10% to 25%
- Bruce Neal Colby · Chief Financial Officer & Chief Compliance Officercontrolsince 03/2018 · owns less than 5%
- G Gary Isakov · Senior Client Advisorcontrolsince 12/2025 · owns 5% to 10%
- Douglas Robert Mccreery · Senior Client Advisorcontrolsince 07/2021 · owns 10% to 25%
- John Douglas Smorag · Chief Operating Officer Chief Compliance Officercontrolsince 01/2018 · owns 5% to 10%
- Andrew Paul Bodnar · Member, Chief Investment Officer, Member Board Of Managers Membercontrolsince 07/2023 · owns F of Cmwa LLC
- Patricia Aileen Bost · Member, Chief Client Officer, Member Board Of Managers Membercontrolsince 01/2024 · owns F of Cmwa LLC
- Bruce Neal Colby · Member, Chief Financial Officer, Member Board Of Managers Membercontrolsince 03/2023 · owns F of Cmwa LLC
- Douglas Robert Mccreery · Member, Board Of Managers Member, Member Of Advisory Board Of Cmwa LLCcontrolsince 01/2020 · owns F of Cmwa LLC
- John Douglas Smorag · Member, Board Of Managers Member, Member Of Advisory Board Of Cmwa LLCcontrolsince 01/2019 · owns F of Cmwa LLC
- Gardner Cynthia Resch · Senior Investment Strategistsince 01/2025 · owns 5% to 10%
- William James Wert · Senior Client Advisorsince 01/2025 · owns 5% to 10%
Entity owners
- Cmwa LLC · Sole Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Beachwood, Oh · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- high employee count relative to advisorsStatic outlier · filing Mar 24, 2026employees per registered advisor of 4.8 against a peer median of 1.5 (1100 comparable advisers, 99.0th percentile, 6.8 robust deviations)peers: independent wealth managers, $1B to $5B (1,100) · 99% percentile
- control person changedChange between filings · filing Mar 24, 2026ISAKOV, GARY, G (SENIOR CLIENT ADVISOR) appeared on Schedule A between the filings of 2024-03-18 and 2026-03-24peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Mar 24, 2026BODNAR, PAUL, ANDREW (CHIEF INVESTMENT OFFICER) left Schedule A between the filings of 2024-03-18 and 2026-03-24peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Mar 24, 2026COLBY, NEAL, BRUCE (MEMBER, CHIEF FINANCIAL OFFICER, MEMBER BOARD OF MANAGERS MEMBER) left Schedule A between the filings of 2024-03-18 and 2026-03-24peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 614 to 680Mar 26, 2025 to Mar 24, 2026
- HNW clients · 147 to 131Mar 26, 2025 to Mar 24, 2026
- Individual clients · 32 to 73Mar 26, 2025 to Mar 24, 2026
- Pooled vehicle clients · 28 to 29Mar 26, 2025 to Mar 24, 2026
- Assets in custody · $3.3B to $3.5BMar 26, 2025 to Mar 24, 2026
- Employees · 22 to 24Mar 26, 2025 to Mar 24, 2026
- Private funds · 29 to 30Mar 26, 2025 to Mar 24, 2026
- Discretionary RAUM · $3.2B to $3.4BMar 26, 2025 to Mar 24, 2026
- HNW RAUM · $1.6B to $1.8BMar 26, 2025 to Mar 24, 2026
- Individual RAUM · $10.5M to $14.2MMar 26, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $156M to $166MMar 26, 2025 to Mar 24, 2026
- Pooled vehicle RAUM · $1.5B to $1.6BMar 26, 2025 to Mar 24, 2026
- RAUM · $3.4B to $3.6BMar 26, 2025 to Mar 24, 2026
- Accounts · 581 to 614Jul 17, 2024 to Mar 26, 2025
- Advisory employees · 10 to 11Jul 17, 2024 to Mar 26, 2025
- HNW clients · 139 to 147Jul 17, 2024 to Mar 26, 2025
- Individual clients · 29 to 32Jul 17, 2024 to Mar 26, 2025
- Pooled vehicle clients · 27 to 28Jul 17, 2024 to Mar 26, 2025
- Assets in custody · $3.1B to $3.3BJul 17, 2024 to Mar 26, 2025
- Employees · 23 to 22Jul 17, 2024 to Mar 26, 2025
- Financial planning clients · 101-250 to 101-250Jul 17, 2024 to Mar 26, 2025
- Private funds · 28 to 29Jul 17, 2024 to Mar 26, 2025
- Discretionary RAUM · $3.1B to $3.2BJul 17, 2024 to Mar 26, 2025
- HNW RAUM · $1.5B to $1.6BJul 17, 2024 to Mar 26, 2025
- Individual RAUM · $6.0M to $10.5MJul 17, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $142M to $156MJul 17, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $1.5B to $1.5BJul 17, 2024 to Mar 26, 2025
- RAUM · $3.2B to $3.4BJul 17, 2024 to Mar 26, 2025
- Accounts · 558 to 581Jul 21, 2023 to Mar 18, 2024
- HNW clients · 130 to 139Jul 21, 2023 to Mar 18, 2024
- Individual clients · 28 to 29Jul 21, 2023 to Mar 18, 2024
- Pooled vehicle clients · 28 to 27Jul 21, 2023 to Mar 18, 2024
- Assets in custody · $2.9B to $3.1BJul 21, 2023 to Mar 18, 2024
- Employees · 22 to 23Jul 21, 2023 to Mar 18, 2024
- Private funds · 29 to 28Jul 21, 2023 to Mar 18, 2024
- Discretionary RAUM · $2.9B to $3.1BJul 21, 2023 to Mar 18, 2024
- HNW RAUM · $1.3B to $1.5BJul 21, 2023 to Mar 18, 2024
- Individual RAUM · $4.8M to $6.0MJul 21, 2023 to Mar 18, 2024
- Non-discretionary RAUM · $132M to $142MJul 21, 2023 to Mar 18, 2024
- Pooled vehicle RAUM · $1.4B to $1.5BJul 21, 2023 to Mar 18, 2024
Signals
10 dated events
- William James Wert (Senior Client Advisor And Member Of Investment Committee) no longer on Schedule A of Cm Wealth Advisors Llc (listed 2023-07-21, absent 2024-03-18)Mar 18, 2024 · Control person left · inference
- Edgar John Kohl (Senior Consultant And Member Of Investment Committee) no longer on Schedule A of Cm Wealth Advisors Llc (listed 2023-07-21, absent 2024-03-18)Mar 18, 2024 · Control person left · inference
- James William O'Neill (Member Of Advisory Board Of Cmwa Llc) no longer on Schedule A of Cm Wealth Advisors Llc (listed 2023-07-21, absent 2024-03-18)Mar 18, 2024 · Control person left · inference
- Gardner Cynthia Resch (Member, Board Of Managers Member) no longer on Schedule A of Cm Wealth Advisors Llc (listed 2023-07-21, absent 2024-03-18)Mar 18, 2024 · Control person left · inference
- Patricia Aileen Bost (Chief Client Officer) appeared on Schedule A of Cm Wealth Advisors LlcMar 18, 2024 · Control person joined · fact
- Andrew Paul Bodnar (Chief Investment Officer) appeared on Schedule A of Cm Wealth Advisors LlcJul 20, 2023 · Control person joined · fact
- Lysyk Karen Greco (General Counsel And Secretary) no longer on Schedule A of Cm Wealth Advisors Llc (listed 2020-06-18, absent 2021-03-19)Mar 19, 2021 · Control person left · inference
- Carl David Henkel (President) no longer on Schedule A of Cm Wealth Advisors Llc (listed 2019-03-27, absent 2020-03-23)Mar 23, 2020 · Control person left · inference
- Douglas Robert Mccreery (Member, Board Of Managers Member) appeared on Schedule A of Cm Wealth Advisors LlcMar 23, 2020 · Control person joined · fact
- Cm Wealth Advisors Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)Feb 13, 2019 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
- CM Wealth Advisors LLC · Independent Sponsorsshared crd · capital_provider
- CM Wealth Advisors LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business phone
- 216-831-9667reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/CM-WEALTH-ADVISORSreportedpublic record, Form ADV, Sep 17, 2026
- Website
- CMWEALTHADVISORS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 216-831-9667reportedpublic record, Form ADV, Mar 24, 2026
- Team page
- CMWEALTHADVISORS.COM/teamreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $719Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026