DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Bcr Wealth Strategies
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Timothy Robert Jones | Td Ameritrade, Inc. no RAUM | Bcr Wealth Strategies independent RIA | Other | Jan 11, 2021 | Apr 9, 2021 (88 d) |
| Donald James Travo | Stonex Advisors Inc. BD affiliated | Bcr Wealth Strategies independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2020 | Nov 17, 2020 (126 d) |
| Marcus Alan Hume | Northwestern Mutual Investment Services,LLC no RAUM | Bcr Wealth Strategies independent RIA | Other | Sep 4, 2018 | Aug 29, 2018 |
| Justin Ross Ladden | MML Investors Services, LLC other | Bcr Wealth Strategies other | Other | Jan 14, 2015 | Feb 23, 2015 (40 d) |
| Sandra Mitchell Cleveland | Ameritas Advisory Services other | Bcr Wealth Strategies other | Other | Mar 3, 2006 | Mar 9, 2006 |
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5 moves match.