DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Gerber, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kathryn L. WilsonJ.P. Morgan Securities LLC wirehouseGerber, LLC independent RIAWirehouse to independent RIAJul 27, 2025Aug 1, 2025
Azeem Salim Abdul HaqqOsaic Institutions, Inc. BD affiliatedGerber, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 9, 2025Jun 20, 2025 (42 d)
Geoffrey HulmeSteel Valley Advisors LLC unclassifiedGerber, LLC independent RIAOtherFeb 11, 2022Jul 22, 2022 (161 d)
Nicholas James MarinoPnc Wealth Management BD affiliatedGerber, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 21, 2021Feb 19, 2021
Emily DeblaseBudros, Ruhlin & Roe independent RIAGerber, LLC independent RIARIA to RIAJun 28, 2019Dec 6, 2019 (161 d)
Lori Marie FellowsFirst Ohio Planning, LLC independent RIAGerber, LLC independent RIARIA to RIASep 20, 2018Nov 27, 2018 (68 d)
Robert J SwindamanChase Investment Services Corp. otherGerber, LLC otherOtherApr 22, 2010Mar 19, 2012 (697 d)
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7 moves match.