DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Bernardi Asset Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Emily Neill Blasko | Charles Schwab & Co., Inc. national BD | Bernardi Asset Management, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 11, 2025 | Jul 18, 2025 (37 d) |
| Peter Eugene Raines | Ross, Sinclaire & Associates, LLC independent RIA | Bernardi Asset Management, LLC mixed wealth | RIA to RIA | Jun 15, 2020 | Dec 11, 2023 (1274 d) |
| Zachary Andrew Cronin | Arvest Wealth Management BD affiliated | Bernardi Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 11, 2020 | Nov 1, 2021 (539 d) |
| Marty Lee Shobert | Tanglewood Tax & Investments unclassified | Bernardi Asset Management, LLC other | Other | Dec 31, 2016 | Feb 1, 2017 (32 d) |
| Barry Craig Stark | Mesirow Financial Investment Management, Inc. other | Bernardi Asset Management, LLC other | Other | Mar 16, 2016 | Jun 2, 2016 (78 d) |
Page 1 of 1
5 moves match.