DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Independent Portfolio Consultants, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Karla RansdellMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseIndependent Portfolio Consultants, Inc. otherOtherNov 21, 2014Jun 15, 2016 (572 d)
Carl David RobinsonRoss, Sinclaire & Associates, LLC otherIndependent Portfolio Consultants, Inc. otherOtherJan 22, 2014Dec 11, 2014 (323 d)
Mary Elizabeth FuglerSunstreet Securities, LLC state registeredIndependent Portfolio Consultants, Inc. otherOtherOct 10, 2013Jul 8, 2014 (271 d)
Mark Norwood LindblomMorgan Stanley wirehouseIndependent Portfolio Consultants, Inc. otherOtherDec 23, 2010Jun 7, 2013 (897 d)
Victor Vernon SandersJesup & Lamont Securities Corp unclassifiedIndependent Portfolio Consultants, Inc. otherOtherDec 23, 2009Feb 17, 2009
David KeelKeel Financial Services unclassifiedIndependent Portfolio Consultants, Inc. otherOtherOct 31, 2008Jan 17, 2013 (1539 d)
Ernst MahlerCitigroup Global Markets Inc. otherIndependent Portfolio Consultants, Inc. otherOtherMay 5, 2008Apr 26, 2010 (721 d)
Carol Ann MulcahyAdvest, Inc. unclassifiedIndependent Portfolio Consultants, Inc. otherOtherMar 6, 2006Oct 1, 2004
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8 moves match.