DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Biechele Royce Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Carlos Alberto Sanchez | U.S. Bancorp Investments, Inc. BD affiliated | Biechele Royce Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 23, 2023 | Jan 19, 2023 |
| Matthew Charles Sanchez | Td Ameritrade Investment Management, LLC other | Biechele Royce Advisors, Inc. other | Other | Jul 18, 2017 | Jul 26, 2017 |
| John Wendell Rosebrough | Wallington Asset Management other | Biechele Royce Advisors, Inc. other | Other | Jul 31, 2009 | Aug 19, 2009 |
| Thomas Andrew Barrett | A. G. Edwards & Sons, Inc. unclassified | Biechele Royce Advisors, Inc. other | Other | Jul 12, 2007 | Jul 16, 2007 |
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4 moves match.