DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Investmark Advisory Group LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jason Thomas Arena | Catum Advisory Group, LLC. independent RIA | Investmark Advisory Group LLC independent RIA | RIA to RIA | Aug 17, 2026 | Aug 19, 2026 |
| Anthony Croce | Commonwealth Financial Network national BD | Investmark Advisory Group LLC other | Other | Nov 20, 2018 | Mar 15, 2016 |
| Michael Thomas Lee | Commonwealth Financial Network national BD | Investmark Advisory Group LLC other | Other | Oct 1, 2018 | Feb 3, 2017 |
| Mark Raymond Vida | Commonwealth Financial Network national BD | Investmark Advisory Group LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 13, 2018 | Sep 13, 2018 |
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4 moves match.