DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Stark Financial Advisers, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gerald E Shaw | Mutual Trust Asset Mgmt., Inc. independent RIA | Stark Financial Advisers, Inc. independent RIA | RIA to RIA | Jun 8, 2020 | Aug 25, 2020 (78 d) |
| Matthew John Fevola | Osaic Wealth, Inc. other | Stark Financial Advisers, Inc. independent RIA | Other | Mar 6, 2015 | Jun 25, 2015 (111 d) |
| Tamara Maxine Kotaska | Valic Financial Advisors, Inc. other | Stark Financial Advisers, Inc. independent RIA | Other | May 2, 2013 | Oct 24, 2013 (175 d) |
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3 moves match.