DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Signia Capital Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Spencer Shelman | Asset Planning & Management, Inc. other | Signia Capital Management other | Other | Nov 8, 2013 | Dec 12, 2013 (34 d) |
| Colin Thomas Kelly | Hart Capital Management, Inc. other | Signia Capital Management other | Other | Oct 2, 2009 | Jul 20, 2010 (291 d) |
| Alisa Janell Martin | Wells Fargo Advisors wirehouse | Signia Capital Management institutional | Other | Jul 12, 2007 | Jan 5, 2025 (6387 d) |
| Steven King Neff | Icm Asset Management Inc other | Signia Capital Management other | Other | Jul 1, 2004 | Nov 22, 2004 (144 d) |
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4 moves match.