DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Signia Capital Management

Institutional managerSpokane, WashingtonCRD 121505SEC 801-134770websiteIAPD
Legal name Simcoe Capital, LLC
Latest filing Jul 31, 2026
First filing on the tape Jan 18, 2012 · 30 filings
SEC status approved since Nov 21, 2025
RAUM
$109M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
5.1%
$5.6M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$36.5M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$109M as of Jul 31, 2026
Jan 18, 2012$615M then
HNW client RAUM$5.6M as of Jul 31, 2026
Feb 23, 2021$826,259 then
State-registered IARs (5.B.3)4 as of Jul 31, 2026
Jan 18, 20120 then
Employees (5.A)4 as of Jul 31, 2026
Feb 20, 20139 then
Private funds1 as of Feb 20, 2013
Jan 18, 20121 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 31, 2026; every figure names its basis
Archetypes, each a printed rule
  • Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
RAUM per advisor
$36.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$428,931derivedHNW RAUM over HNW clients
Average account
$6.8MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
95%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • State and municipal entities$104M95%
  • High-net-worth individuals$5.6M5.1%
Individual clients
n/areported
HNW clients
13reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
16reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.05 fund_share=0.0 institutional_share=0.95 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Colin Thomas KellyChartered Financial AnalystSpokane, WaMar 5, 202120 y2
Richard Scott BeavenChartered Financial AnalystSpokane, WaMar 9, 202124 y1
Alisa Janell MartinSpokane, WaJan 5, 202530 y2
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Lewis Tony Bennett · Membercontrol
    since 01/2001 · owns 10% to 25%
  • T Colin Kelly · Member / Chief Compliance Officercontrol
    since 10/2020 · owns 25% to 50%
  • Scott Richard Beaven · Member
    since 04/2002 · owns 25% to 50%
  • Carl David Krebs · Member
    since 11/2004 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Spokane, Wa · principal300
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Advisory activities · 2 to 3
    Dec 12, 2025 to Mar 16, 2026
  • HNW clients · 15 to 13
    Dec 12, 2025 to Mar 16, 2026
  • Discretionary RAUM · $124M to $109M
    Dec 12, 2025 to Mar 16, 2026
  • HNW RAUM · $5.5M to $5.6M
    Dec 12, 2025 to Mar 16, 2026
  • RAUM · $124M to $109M
    Dec 12, 2025 to Mar 16, 2026
  • Accounts · 3 to 16
    Nov 11, 2021 to Nov 21, 2025
  • Advisory activities · 3 to 2
    Nov 11, 2021 to Nov 21, 2025
  • HNW clients · 2 to 15
    Nov 11, 2021 to Nov 21, 2025
  • Employees · 2 to 4
    Nov 11, 2021 to Nov 21, 2025
  • Financial planning clients · 0 to
    Nov 11, 2021 to Nov 21, 2025
  • State-registered IARs · 2 to 4
    Nov 11, 2021 to Nov 21, 2025
  • Discretionary RAUM · $66.3M to $124M
    Nov 11, 2021 to Nov 21, 2025
  • HNW RAUM · $826,259 to $5.5M
    Nov 11, 2021 to Nov 21, 2025
  • RAUM · $66.3M to $124M
    Nov 11, 2021 to Nov 21, 2025
  • Accounts · 1 to 3
    Nov 23, 2020 to Feb 9, 2021
  • Advisory employees · 4 to 2
    Nov 23, 2020 to Feb 9, 2021
  • Business name · SIGNIA CAPITAL MANAGEMENT, LLC to SIGNIA CAPITAL MANAGEMENT
    Nov 23, 2020 to Feb 9, 2021
  • HNW clients · unset to 2.0
    Nov 23, 2020 to Feb 9, 2021
  • Individual clients · 0.0 to unset
    Nov 23, 2020 to Feb 9, 2021
  • Employees · 4 to 2
    Nov 23, 2020 to Feb 9, 2021
  • State-registered IARs · 4 to 2
    Nov 23, 2020 to Feb 9, 2021
  • Discretionary RAUM · $57.4M to $66.3M
    Nov 23, 2020 to Feb 9, 2021
  • HNW RAUM · unset to 826259.0
    Nov 23, 2020 to Feb 9, 2021
  • RAUM · $57.4M to $66.3M
    Nov 23, 2020 to Feb 9, 2021
  • Legal name · SIGNIA CAPITAL MANAGEMENT LLC to SIMCOE CAPITAL, LLC
    Oct 5, 2020 to Nov 23, 2020
  • Accounts · 11 to 1
    Feb 10, 2020 to Oct 5, 2020
  • Individual clients · 9 to 0
    Feb 10, 2020 to Oct 5, 2020
  • Discretionary RAUM · $110M to $57.4M
    Feb 10, 2020 to Oct 5, 2020
  • Individual RAUM · 18665961.0 to unset
    Feb 10, 2020 to Oct 5, 2020
  • RAUM · $110M to $57.4M
    Feb 10, 2020 to Oct 5, 2020
  • Accounts · 35 to 11
    Feb 26, 2019 to Feb 10, 2020
  • Individual clients · 33 to 9
    Feb 26, 2019 to Feb 10, 2020
  • Discretionary RAUM · $104M to $110M
    Feb 26, 2019 to Feb 10, 2020
  • Individual RAUM · $35.1M to $18.7M
    Feb 26, 2019 to Feb 10, 2020
  • RAUM · $104M to $110M
    Feb 26, 2019 to Feb 10, 2020
  • Wrap assets (manager) · 5202774.0 to unset
    Feb 26, 2019 to Feb 10, 2020
  • Wrap assets (sponsor) · 0.0 to unset
    Feb 26, 2019 to Feb 10, 2020
  • Accounts · 47 to 35
    Feb 6, 2018 to Feb 26, 2019
  • Individual clients · 45 to 33
    Feb 6, 2018 to Feb 26, 2019
  • Discretionary RAUM · $115M to $104M
    Feb 6, 2018 to Feb 26, 2019
Signals
2 dated events
  • T Colin Kelly (Member / Chief Compliance Officer) appeared on Schedule A of Signia Capital Management
    Nov 23, 2020 · Control person joined · fact
  • Signia Capital Management, Llc filed its initial SEC registration (Form ADV)
    Dec 16, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Firm profile
linkedin.com/company/signia-capital/posts/?feedView=allreportedpublic record, Form ADV, Sep 17, 2026
Website
SIGNIACAPITAL.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
509-789-8970reportedpublic record, Form ADV, Jul 31, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Institutional managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$36.5Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026