DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Rodgers & Associates

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jared William Clarkin WilcoxVanguard Advisers, Inc. BD affiliatedRodgers & Associates independent RIAAffiliated broker-dealer or bank to independent RIASep 15, 2021Nov 5, 2021 (51 d)
Stephen Mckim EllikerVanguard Advisers, Inc. BD affiliatedRodgers & Associates independent RIAAffiliated broker-dealer or bank to independent RIAJun 18, 2021Sep 22, 2021 (96 d)
Richard George EliasMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRodgers & Associates independent RIAWirehouse to independent RIAJun 3, 2019Sep 19, 2019 (108 d)
Jeremie Lee PatrickSfc Wealth Advisors, Inc. otherRodgers & Associates otherOtherMar 28, 2016Jan 8, 2018 (651 d)
Patrick Ryan KellyLehman Financial Resources, Inc. otherRodgers & Associates otherOtherJun 26, 2015Oct 26, 2015 (122 d)
Patrick CarneyLPL Financial LLC otherRodgers & Associates otherOtherNov 7, 2007May 11, 2015 (2742 d)
Michael Scott HelvestonVanguard Advisers, Inc. otherRodgers & Associates otherOtherFeb 13, 2007Feb 23, 2007
Jessica Lee RodgersGirard Securities, Inc. otherRodgers & Associates otherOtherDec 31, 2005Oct 10, 2002
Rick Lee RodgersSentra Securities Corporation unclassifiedRodgers & Associates otherOtherSep 26, 2002Oct 11, 2002
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9 moves match.