DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Probity Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Marshall Tyler Ozanne | Woodbury Financial Services, Inc. BD affiliated | Probity Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2023 | Oct 4, 2023 |
| Marcus Whitney Magers | Strategic Wealth Planning other | Probity Advisors, Inc. other | Other | Mar 19, 2012 | Mar 22, 2012 |
| Adam Andrew Bronson | Tower Square Securities, Inc. other | Probity Advisors, Inc. other | Other | Nov 9, 2004 | Mar 18, 2005 (129 d) |
| Marshall Tyler Ozanne | Tower Square Securities, Inc. other | Probity Advisors, Inc. other | Other | Nov 8, 2004 | Mar 29, 2005 (141 d) |
| Porter Louis Ozanne | Tower Square Securities, Inc. other | Probity Advisors, Inc. other | Other | Mar 23, 2004 | Apr 15, 2005 (388 d) |
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5 moves match.