DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Heritage Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Boyd Dwyer | Waterway Wealth Management, L.L.C. independent RIA | Heritage Wealth Management independent RIA | RIA to RIA | Dec 12, 2023 | Dec 8, 2023 |
| Robert Anthony Rizarri | Sms Capital Management independent RIA | Heritage Wealth Management independent RIA | RIA to RIA | Jan 24, 2019 | Jan 24, 2019 |
| Ian Andrew Harris | Pnc Managed Account Solutions, Inc. other | Heritage Wealth Management other | Other | Sep 24, 2012 | Jan 16, 2013 (114 d) |
| Brett Stephen Carleton | Sunamerica Securities, Inc. unclassified | Heritage Wealth Management other | Other | Oct 31, 2002 | Oct 14, 2002 |
| Daniel Paul Michalk | Sunamerica Securities, Inc. unclassified | Heritage Wealth Management other | Other | Oct 31, 2002 | Oct 14, 2002 |
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5 moves match.