DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Alpha Financial Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Heather Olinger Lawrence | Resilience Wealth Advisors unclassified | Alpha Financial Advisors, LLC independent RIA | Other | Mar 16, 2023 | Mar 24, 2023 |
| Janice A Mcgunnigle | Modera Wealth Management, LLC independent RIA | Alpha Financial Advisors, LLC independent RIA | RIA to RIA | Apr 12, 2019 | Jun 20, 2019 (69 d) |
| Henry Nicholson Barringer | Credit Union Investment Services state registered | Alpha Financial Advisors, LLC other | Other | Jul 29, 2013 | Oct 7, 2013 (70 d) |
| John Thomas Gugle | Carroll Financial Associates Inc other | Alpha Financial Advisors, LLC other | Other | Jul 12, 2005 | Sep 14, 2005 (64 d) |
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4 moves match.