DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ofm Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cristine Marie Marik | Stevens Wealth Management LLC other | Ofm Wealth other | Other | Aug 25, 2016 | Aug 24, 2016 |
| James Ballor | Strategic Advisers LLC national BD | Ofm Wealth other | Other | Jul 14, 2015 | Aug 4, 2015 |
| James Noel Louwerse | Cambridge Investment Research Advisors, Inc. other | Ofm Wealth other | Other | Apr 26, 2013 | Apr 10, 2013 |
| Joel D Poortenga | Cambridge Investment Research Advisors, Inc. other | Ofm Wealth other | Other | Apr 26, 2013 | Apr 10, 2013 |
| Sam Ogrizovich | Cetera Advisor Networks LLC other | Ofm Wealth other | Other | Mar 18, 2005 | Oct 18, 1997 |
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5 moves match.