DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Bay Point Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Elizabeth Grace Gillette | Mainstreet Financial Planning, Inc. state registered | Bay Point Wealth independent RIA | Other | Jun 3, 2022 | Jun 21, 2022 |
| Jacob Watson Sadler | Woodstone Financial, LLC unclassified | Bay Point Wealth independent RIA | Other | Jan 26, 2022 | Dec 23, 2021 |
| Sarah Anne Melzer | Raymond James & Associates, Inc. national BD | Bay Point Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 24, 2020 | Dec 11, 2020 |
| Lyn Ann Dippel | Fai Wealth Management independent RIA | Bay Point Wealth independent RIA | RIA to RIA | Aug 27, 2020 | Jul 13, 2020 |
| Yvonne Michele Scoggins | Jsk Financial Services LLC unclassified | Bay Point Wealth independent RIA | Other | Mar 24, 2020 | Jan 3, 2020 |
| John Daniel Ebinger | Osaic Fa, Inc. other | Bay Point Wealth independent RIA | Other | Feb 28, 2018 | Mar 10, 2018 |
| James Scott Kantowski | Give.Com Investments, LLC unclassified | Bay Point Wealth independent RIA | Other | Dec 31, 2015 | Jan 3, 2020 (1464 d) |
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7 moves match.