DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Dbs Investment Advisers, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark Peter Adams | Thrivent Advisor Network, LLC BD affiliated | Dbs Investment Advisers, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2024 | May 8, 2025 (426 d) |
| Theodore Christopher Schumann | Act Two Financial Advisors, LLC independent RIA | Dbs Investment Advisers, LLC mixed wealth | RIA to RIA | Jan 2, 2024 | Oct 7, 2021 |
| Megan Rebecca Chiramal | Voya Investment Management Co. LLC other | Dbs Investment Advisers, LLC independent RIA | Other | Apr 19, 2023 | Feb 6, 2025 (659 d) |
| Jeffrey John Brink | Anterior Guidance LLC unclassified | Dbs Investment Advisers, LLC mixed wealth | Other | Dec 2, 2020 | May 8, 2020 |
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4 moves match.