DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Vantage Financial Partners Limited
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph Edward Fortunato | Hightower Advisors, LLC BD affiliated | Vantage Financial Partners Limited independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 18, 2020 | Jul 19, 2021 (243 d) |
| Kimberly Rae Taylor | LPL Financial LLC other | Vantage Financial Partners Limited other | Other | Aug 31, 2009 | Jan 30, 2009 |
| Thomas Patrick Vislisel | LPL Financial LLC other | Vantage Financial Partners Limited other | Other | Dec 4, 2008 | Feb 11, 2004 |
| Nikhil K Majithia | LPL Financial LLC other | Vantage Financial Partners Limited other | Other | Dec 4, 2008 | Apr 12, 2007 |
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4 moves match.