DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Joseph Edward Fortunato
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/15/2026
Also filed as Joseph E Fortunato
At current firm
2 y
since Jun 6, 2024
In the industry
15 y
since Nov 19, 2010 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Highpoint Planning Partners independent RIA currentsince Jun 6, 2024 · Downers Grove, Il
- Vantage Financial Partners Limited formerJul 19, 2021 to Jul 31, 2024 · Arlington Heights, Il
- Hightower Advisors, LLC BD affiliatedJan 15, 2020 to Nov 18, 2020 · Chicago, Il
- Advice And Planning Services BD affiliatedOct 20, 2017 to Oct 24, 2019 · Evanston, Il
- Park Avenue Securities LLC BD affiliatedSep 21, 2016 to Aug 28, 2017 · Deerfield, Il
Moves
a registration end followed by a registration begin elsewhere
- Vantage Financial Partners Limited to Highpoint Planning Partnersleft Jul 31, 2024, registered Jun 6, 2024 (-55 days) · RIA to RIA · moved with a team
- Hightower Advisors, LLC to Vantage Financial Partners Limitedleft Nov 18, 2020, registered Jul 19, 2021 (243 days) · Affiliated broker-dealer or bank to independent RIA
- Advice And Planning Services to Hightower Advisors, LLCleft Oct 24, 2019, registered Jan 15, 2020 (83 days) · Affiliated broker-dealer or bank to another
- Park Avenue Securities LLC to Advice And Planning Servicesleft Aug 28, 2017, registered Oct 20, 2017 (53 days) · Other
Signals
- Joseph Edward Fortunato left Vantage Financial Partners Limited for Highpoint Planning Partners (registered 2024-06-06)Jul 31, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address