DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Fountain Financial Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Harold William Walpole | Clarus Wealth Advisors, LLC other | Fountain Financial Group, Inc. state registered | Other | Jan 16, 2018 | Dec 6, 2017 |
| Mark Dennis Johnson | Fsc Securities Corporation other | Fountain Financial Group, Inc. state registered | Other | Mar 31, 2016 | Oct 31, 2003 |
| Robert William Ward | Thrivent Investment Management Inc. other | Fountain Financial Group, Inc. state registered | Other | May 19, 2015 | Feb 13, 2017 (636 d) |
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3 moves match.