DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Alton Capital Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Allen Babcock | MML Investors Services, LLC other | Alton Capital Management, Inc. other | Other | Dec 6, 2012 | Mar 7, 2013 (91 d) |
| Gregory Wade Gobble | Pnc Wealth Management other | Alton Capital Management, Inc. other | Other | May 25, 2011 | Jun 15, 2011 |
| David Erwin Dooling | Msi Financial Services, Inc. other | Alton Capital Management, Inc. other | Other | Nov 29, 2007 | Nov 26, 2007 |
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3 moves match.