DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wise Planning, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Albert Barsanti | Mercer Global Advisors Inc. independent RIA | Wise Planning, Inc. independent RIA | RIA to RIA | Apr 20, 2022 | Apr 24, 2022 |
| Kevin Luhr O'Brien | Ernst & Young Investment Advisers Llp no RAUM | Wise Planning, Inc. independent RIA | Other | Nov 10, 2020 | Jan 20, 2021 (71 d) |
| Tyler Kaleiiokalani Forsythe | U.S. Bancorp Advisors, LLC BD affiliated | Wise Planning, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 15, 2019 | Apr 15, 2019 |
| Robert Joseph Fairbrook | Retirement Benefit Specialists, Inc. unclassified | Wise Planning, Inc. independent RIA | Other | Dec 31, 2006 | Jan 9, 2007 |
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4 moves match.