DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Taconic Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Carmen David Caruso | Del-Sette Capital Management, LLC independent RIA | Taconic Advisors independent RIA | RIA to RIA | Jul 14, 2022 | Nov 15, 2022 (124 d) |
| John Alexander Kelly | Wells Fargo Advisors wirehouse | Taconic Advisors independent RIA | Wirehouse to independent RIA | Apr 19, 2017 | Jun 17, 2021 (1520 d) |
| Meredith Wilson Briggs | Advice And Planning Services other | Taconic Advisors independent RIA | Other | Dec 1, 2015 | Jun 24, 2021 (2032 d) |
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3 moves match.