DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Kay Quinn Financial, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Keith Casiano | Fidelity Personal And Workplace Advisors BD affiliated | Kay Quinn Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 29, 2020 | Aug 12, 2021 (561 d) |
| George Andrew Quinn | Morgan Stanley wirehouse | Kay Quinn Financial, LLC other | Other | Dec 21, 2010 | Jan 7, 2011 |
| John Province Stauffer | Silver Oak Securities, Inc. other | Kay Quinn Financial, LLC other | Other | Dec 20, 2010 | Mar 17, 2009 |
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3 moves match.