DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cooper/Haims Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Dustin Lee Baker | LPL Financial LLC independent RIA | Cooper/Haims Advisors, LLC independent RIA | RIA to RIA | Jul 29, 2022 | Jul 25, 2022 |
| Daniel Norris Jones | Nixon Peabody Financial Advisors LLC mixed wealth | Cooper/Haims Advisors, LLC independent RIA | RIA to RIA | Nov 14, 2018 | Apr 19, 2021 (887 d) |
| Andrea Marie Ells | Nixon Peabody Financial Advisors LLC mixed wealth | Cooper/Haims Advisors, LLC independent RIA | RIA to RIA | May 16, 2018 | Apr 23, 2021 (1073 d) |
| Matthew Ryan Kelley | Morgan Stanley wirehouse | Cooper/Haims Advisors, LLC independent RIA | Wirehouse to independent RIA | Oct 17, 2017 | Apr 24, 2024 (2381 d) |
| Richard Thomas Bentley | Nixon Peabody Financial Advisors LLC other | Cooper/Haims Advisors, LLC independent RIA | Other | Dec 31, 2007 | Apr 8, 2021 (4847 d) |
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5 moves match.