DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Heller Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Daniel Wasp | Ameriprise Financial Services, LLC national BD | Heller Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 17, 2023 | Feb 3, 2023 |
| Ian Eric Heller | Goldman Sachs Wealth Services, L.P. BD affiliated | Heller Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2019 | May 23, 2025 (2138 d) |
| Belinda Tsui | Hillcrest Wealth Advisors - Ny, LLC independent RIA | Heller Wealth Management independent RIA | RIA to RIA | May 16, 2019 | Oct 10, 2021 (878 d) |
| Lawrence Eliot Heller | Nathan & Lewis Securities, Inc. unclassified | Heller Wealth Management independent RIA | Other | Jan 27, 2003 | Oct 19, 2021 (6840 d) |
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4 moves match.