DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Glen Eagle Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kathy Anne Lobue | Dumont & Blake Investment Advisors LLC other | Glen Eagle Advisors, LLC other | Other | Dec 2, 2013 | Dec 3, 2013 |
| Tara Conti Bansal | Main Street Financial Solutions, LLC other | Glen Eagle Advisors, LLC other | Other | Jul 18, 2013 | Jul 23, 2013 |
| Joseph John Gormley | World Advisory Services other | Glen Eagle Advisors, LLC other | Other | Dec 7, 2012 | Jul 2, 2013 (207 d) |
| Shrikant M Nadkarni | Avantax Advisory Services other | Glen Eagle Advisors, LLC other | Other | Oct 4, 2012 | Sep 24, 2012 |
| Nilos Theodore Sakellariou | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Glen Eagle Advisors, LLC other | Other | Jul 16, 2009 | Jul 8, 2009 |
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5 moves match.