DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Joseph John Gormley

Empirikal Partners LLCstate registeredPhoenix, Az IA-onlyIAPD 1992842

Feed of 09/15/2026

Also filed as Joseph John Gormley

At current firm

2 y

since Dec 19, 2023

In the industry

36 y

since Feb 1, 1990 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Empirikal Partners LLC state registered current
since Dec 19, 2023 · Princeton, Nj
Fiscal Wisdom Wealth Management LLC independent RIA
Oct 23, 2019 to Nov 22, 2023 · Princeton, Nj
Cetera Investment Advisers LLC BD affiliated
May 20, 2019 to Sep 20, 2019 · West Windor, Nj
Glen Eagle Advisors, LLC independent RIA
Mar 18, 2016 to May 17, 2019 · Princeton, Nj
Glen Eagle Advisors, LLC former
Jul 2, 2013 to Mar 23, 2016 · Princeton, Nj
World Advisory Services former
Dec 22, 2011 to Dec 7, 2012 · Lawrenceville, Nj
Cincinnati Analysts, Inc former
May 6, 2004 to Nov 15, 2011 · Hamilton, Nj
Usallianz Securities, Inc. unclassified
Jan 2, 2001 to Dec 31, 2003 · Hamilton, Nj

Moves

a registration end followed by a registration begin elsewhere

Fiscal Wisdom Wealth Management LLC to Empirikal Partners LLC
left Nov 22, 2023, registered Dec 19, 2023 (27 days) · RIA to a state-registered adviser
Cetera Investment Advisers LLC to Fiscal Wisdom Wealth Management LLC
left Sep 20, 2019, registered Oct 23, 2019 (33 days) · Affiliated broker-dealer or bank to independent RIA
Glen Eagle Advisors, LLC to Cetera Investment Advisers LLC
left May 17, 2019, registered May 20, 2019 (3 days) · RIA to affiliated broker-dealer or bank
Glen Eagle Advisors, LLC to Glen Eagle Advisors, LLC
left Mar 23, 2016, registered Mar 18, 2016 (-5 days) · channel change inside one enterprise, not a move · moved with a team
World Advisory Services to Glen Eagle Advisors, LLC
left Dec 7, 2012, registered Jul 2, 2013 (207 days) · Other
Cincinnati Analysts, Inc to World Advisory Services
left Nov 15, 2011, registered Dec 22, 2011 (37 days) · Other
Usallianz Securities, Inc. to Cincinnati Analysts, Inc
left Dec 31, 2003, registered May 6, 2004 (127 days) · Other

Signals

Joseph John Gormley left Fiscal Wisdom Wealth Management Llc for Empirikal Partners Llc (registered 2023-12-19)
Nov 22, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 36derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address