DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Financial Solutions Advisory Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
James Matthew VarnerHightower Advisors, LLC BD affiliatedFinancial Solutions Advisory Group independent RIAAffiliated broker-dealer or bank to independent RIANov 1, 2024Nov 5, 2025 (369 d)
David Alan JutovskyHightower Advisors, LLC BD affiliatedFinancial Solutions Advisory Group independent RIAAffiliated broker-dealer or bank to independent RIADec 10, 2019Dec 13, 2019
Chad Joseph RawleighEmbree Financial Group otherFinancial Solutions Advisory Group otherOtherNov 6, 2017Aug 30, 2016
Edward Wygant GrayMorgan Stanley wirehouseFinancial Solutions Advisory Group otherOtherMay 29, 2013Sep 12, 2013 (106 d)
Marie Miles BeckmanA. Robert Taylor Financial Advisory Services, Ltd. otherFinancial Solutions Advisory Group otherOtherMar 28, 2013Jan 2, 2013
Anne Roesner PettyA. Robert Taylor Financial Advisory Services, Ltd. otherFinancial Solutions Advisory Group otherOtherMar 28, 2013Jan 4, 2013
Douglas Wayne BenningtonInterocean Capital, LLC otherFinancial Solutions Advisory Group otherOtherFeb 13, 2009Feb 18, 2009
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7 moves match.