DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Chief Advisors Corp

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ronald Lee SmithOsaic Wealth, Inc. BD affiliatedChief Advisors Corp state registeredAffiliated broker-dealer or bank to a state-registered adviserDec 2, 2025Dec 1, 2025
Douglas Wayne MillerUnited Capital Management Of Kansas, Inc. independent RIAChief Advisors Corp state registeredRIA to a state-registered adviserApr 15, 2021May 10, 2021
Paul Alan SwankIpi Wealth Management, Inc. otherChief Advisors Corp state registeredOtherMay 2, 2015May 14, 2015
Peter Joseph McgeeWall Street Financial Group, Inc otherChief Advisors Corp state registeredOtherSep 2, 2011Sep 2, 2011
Trevor Lynn FettersJ.P. Morgan Securities LLC wirehouseChief Advisors Corp state registeredWirehouse to a state-registered adviserJun 30, 2011Aug 17, 2021 (3701 d)
Millard Scott NorrisInvestment Advisors Corp otherChief Advisors Corp state registeredOtherDec 31, 2010Feb 10, 2011 (41 d)
John Frederick CosgroveUBS Financial Services Inc. wirehouseChief Advisors Corp state registeredWirehouse to a state-registered adviserSep 13, 2006Oct 22, 2007 (404 d)
Peter Elliott LetchCornerstone Advisors otherChief Advisors Corp state registeredOtherJul 30, 2004Feb 15, 2005 (200 d)
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8 moves match.