DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Capital Research Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jackson Dewitt King | Hammond Iles Wealth Advisors other | Capital Research Advisors, LLC independent RIA | Other | Mar 16, 2018 | May 9, 2018 (54 d) |
| David Michael Simmons | Wells Fargo Advisors wirehouse | Capital Research Advisors, LLC other | Other | Aug 21, 2012 | Sep 21, 2012 (31 d) |
| Darren Russell Heil | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Capital Research Advisors, LLC other | Other | Jan 24, 2012 | Jan 23, 2012 |
| Kenneth Dwain Graves | Cambridge Investment Research, Inc. unclassified | Capital Research Advisors, LLC other | Other | Jun 16, 2003 | Jul 10, 2003 |
| Steven Earl Smith | Cambridge Investment Research, Inc. unclassified | Capital Research Advisors, LLC other | Other | Jun 16, 2003 | Dec 14, 2004 (547 d) |
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5 moves match.