DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Kelleher Financial Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nikola GolesMorgan Stanley wirehouseKelleher Financial Advisors, LLC independent RIAWirehouse to independent RIAApr 29, 2025Apr 22, 2025
Barton Wall WeisenfluhClearstead; Clearstead Advisory Solutions otherKelleher Financial Advisors, LLC otherOtherOct 17, 2017Oct 13, 2017
William Blaine SmithSam Advisors, LLC otherKelleher Financial Advisors, LLC otherOtherDec 31, 2015Dec 10, 2015
David Gordon RauchSam Advisors, LLC otherKelleher Financial Advisors, LLC otherOtherDec 31, 2015Dec 17, 2015
Linda Hope SutkinCarret Asset Management, LLC otherKelleher Financial Advisors, LLC otherOtherJan 7, 2010Jan 7, 2010
Oscar B CantuMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseKelleher Financial Advisors, LLC otherOtherDec 22, 2008May 13, 2009 (142 d)
Colleen Patricia SorrentinoSs&C Market Services, LLC unclassifiedKelleher Financial Advisors, LLC otherOtherJun 30, 2003Oct 14, 2003 (106 d)
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7 moves match.