DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Fernwood Investment Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Catherine Vanessa Faddis | Grace Capital mixed wealth | Fernwood Investment Management, LLC independent RIA | RIA to RIA | Oct 20, 2022 | Nov 17, 2022 |
| Frederick Marcus Warburg | Siharum Advisors, LLC other | Fernwood Investment Management, LLC independent RIA | Other | Feb 27, 2018 | Mar 4, 2020 (736 d) |
| Jeffrey James Vincent | Vincent Financial Group unclassified | Fernwood Investment Management, LLC other | Other | Dec 31, 2017 | Nov 15, 2017 |
| Nancy Schaffer Von Stackelberg | Fidelity Personal Trust Company, Fsb unclassified | Fernwood Investment Management, LLC other | Other | Mar 28, 2007 | Oct 9, 2008 (561 d) |
| Thomas Patrick Reilly | Bainco International Investors LLC other | Fernwood Investment Management, LLC other | Other | Jul 23, 2003 | Jun 30, 2003 |
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5 moves match.