DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Summit Financial Working With People You Trust
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeffrey Wayne Hansen | Spc BD affiliated | Summit Financial Working With People You Trust independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 21, 2023 | Nov 9, 2010 |
| James Charles Baldwin | Trivelloni Asset Management other | Summit Financial Working With People You Trust independent RIA | Other | Oct 23, 2021 | Oct 29, 2021 |
| Robert Louis Wink | Spc other | Summit Financial Working With People You Trust independent RIA | Other | Apr 30, 2014 | May 26, 2011 |
| Kenneth Robert Wink | Spc other | Summit Financial Working With People You Trust independent RIA | Other | Apr 30, 2014 | Dec 1, 2010 |
| James David Wink | Spc other | Summit Financial Working With People You Trust independent RIA | Other | Apr 30, 2014 | Dec 1, 2010 |
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5 moves match.