DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Greenwich Investment Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bernard James Braudis | Capital Market Consultants, Inc. state registered | Greenwich Investment Management, Inc. other | Other | Dec 31, 2013 | Apr 28, 2014 (118 d) |
| Peter L'Hommedieu Courtney | Courtney Capital Management LLC unclassified | Greenwich Investment Management, Inc. independent RIA | Other | Mar 31, 2008 | Jan 1, 2021 (4659 d) |
| Heather Simon Sevillano | Northwestern Mutual Investment Services,LLC other | Greenwich Investment Management, Inc. independent RIA | Other | Feb 5, 2007 | Oct 5, 2020 (4991 d) |
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3 moves match.