DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Tanglewood Legacy Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Francisco Abelardo SalaverryFisher Investments independent RIATanglewood Legacy Advisors, LLC independent RIARIA to RIASep 16, 2024Jun 5, 2026 (627 d)
Matthew Douglas BertiSpeight Asset Management, LLC state registeredTanglewood Legacy Advisors, LLC independent RIAOtherMay 29, 2020Jun 26, 2020
David Christopher StuyckLPL Financial LLC independent RIATanglewood Legacy Advisors, LLC otherOtherMay 10, 2019Jul 7, 2015
Kevin Bruce RothRaymond James Financial Services Advisors, Inc BD affiliatedTanglewood Legacy Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 16, 2018Apr 13, 2018
Andrew Todd GardenerLPL Financial LLC otherTanglewood Legacy Advisors, LLC otherOtherSep 7, 2016Sep 25, 2003
Shannon Jon PikeAsset Management Advisors Inc otherTanglewood Legacy Advisors, LLC otherOtherJan 8, 2016May 13, 2016 (126 d)
Erandathi M ShawMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseTanglewood Legacy Advisors, LLC otherOtherSep 1, 2010Nov 8, 2016 (2260 d)
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7 moves match.