DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Lexington Financial/Life Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John David Santi | Arete Wealth Advisors, LLC other | Lexington Financial/Life Management, LLC other | Other | Jul 17, 2013 | Jul 9, 2013 |
| Rebecca Y Lin | Arete Wealth Advisors, LLC other | Lexington Financial/Life Management, LLC other | Other | Jul 17, 2013 | Jul 1, 2013 |
| Parvin Nmn Manuchehri | Destination Wealth Management other | Lexington Financial/Life Management, LLC other | Other | Aug 17, 2010 | Aug 18, 2010 |
| John Ho Seo | Destination Wealth Management other | Lexington Financial/Life Management, LLC other | Other | Aug 9, 2010 | Aug 18, 2010 |
| Ryan Sharp Bird | Qa3 Financial LLC unclassified | Lexington Financial/Life Management, LLC other | Other | Sep 24, 2007 | Sep 20, 2007 |
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5 moves match.