DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Perspective Financial Services LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Davodi | J.P. Morgan Securities LLC wirehouse | Perspective Financial Services LLC other | Other | Dec 13, 2017 | Jan 4, 2018 |
| Robert Joseph Burger | Miller/Russell & Associates, Inc. unclassified | Perspective Financial Services LLC other | Other | Apr 1, 2008 | Jul 17, 2008 (107 d) |
| Michael Amado Larriva | Ives Asset Management Inc unclassified | Perspective Financial Services LLC other | Other | Sep 14, 2007 | Oct 2, 2007 |
| John Northmore Sturtevant | Miller/Russell & Associates, Inc. unclassified | Perspective Financial Services LLC other | Other | Aug 31, 2007 | Oct 2, 2007 (32 d) |
| Patrick Buck Ming Eng | Wells Fargo Advisors wirehouse | Perspective Financial Services LLC other | Other | Sep 18, 2006 | Sep 27, 2006 |
| James Joseph Mailliard | Banc One Securities Corporation unclassified | Perspective Financial Services LLC other | Other | Aug 24, 2006 | Oct 27, 2006 (64 d) |
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6 moves match.