DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Cwc Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Erik William OgardWealthplan Investment Management LLC independent RIACwc Advisors, LLC independent RIARIA to RIADec 31, 2024Feb 6, 2025 (37 d)
Jeffrey Todd HusseyInvestors Portfolio Services LLC independent RIACwc Advisors, LLC independent RIARIA to RIAJan 25, 2024Jan 14, 2024
Bryan William WiepertU.S. Bancorp Investments, Inc. otherCwc Advisors, LLC otherOtherMay 1, 2015May 15, 2015
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3 moves match.