DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at First Western Investment Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Glenn Steven Goodstein | Gsg Capital Advisors, LLC other | First Western Investment Management, Inc. other | Other | Jan 23, 2020 | Nov 13, 2009 |
| Wayne Scott Woodman | Gkm Advisers, LLC unclassified | First Western Investment Management, Inc. other | Other | Aug 10, 2009 | Sep 24, 2009 (45 d) |
| David Larry Kahn | Gkm Advisers, LLC unclassified | First Western Investment Management, Inc. other | Other | Aug 10, 2009 | Sep 24, 2009 (45 d) |
| Timothy John Wahl | Gkm Advisers, LLC unclassified | First Western Investment Management, Inc. other | Other | Aug 10, 2009 | Sep 24, 2009 (45 d) |
| Steven Paul Steinberg | Gkm Advisers, LLC unclassified | First Western Investment Management, Inc. other | Other | Aug 10, 2009 | Sep 24, 2009 (45 d) |
| Barry Philip Julien | Stonebridge Capital Management Inc other | First Western Investment Management, Inc. other | Other | Aug 6, 2009 | Sep 24, 2009 (49 d) |
| Daniel Christopher Thompson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | First Western Investment Management, Inc. other | Other | Jul 20, 2004 | Oct 7, 2010 (2270 d) |
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7 moves match.