DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Rocket Capital Management, L.L.C.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Benjamin John Scheibe | Feltl Advisors independent RIA | Rocket Capital Management, L.L.C. state registered | RIA to a state-registered adviser | Jan 25, 2019 | Apr 16, 2019 (81 d) |
| John Daly Hurd | Wells Fargo Advisors wirehouse | Rocket Capital Management, L.L.C. state registered | Wirehouse to a state-registered adviser | Jul 31, 2003 | Nov 13, 2014 (4123 d) |
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2 moves match.