DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Tradition Wealth Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Maxwel Daniel FaganAmeriprise Financial Services, LLC national BDTradition Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 28, 2026Jan 28, 2026
Tucker Rj SchumacherConcourse Financial Group Advisors BD affiliatedTradition Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 27, 2024Nov 26, 2024
William Bradley JohnsonConcourse Financial Group Advisors BD affiliatedTradition Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 8, 2024Jun 5, 2024
Benjamin M JohnsonNew Era Financial Advisors, Inc. independent RIATradition Wealth Management LLC independent RIARIA to RIAMay 31, 2023Mar 15, 2023
Ryan T HaagOsaic Fa, Inc. BD affiliatedTradition Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 2, 2021Feb 1, 2021
Christopher LeivermannPark Avenue Securities LLC BD affiliatedTradition Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 18, 2019Jul 17, 2019
Eric Jon PeytonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseTradition Wealth Management LLC otherOtherFeb 2, 2018Feb 9, 2018
Jacob Thomas TaylorConcourse Financial Group Advisors otherTradition Wealth Management LLC otherOtherNov 27, 2017Nov 25, 2017
Mark Sterling WalsinghamGradient Wealth Management otherTradition Wealth Management LLC otherOtherSep 8, 2017Sep 29, 2017
Gregory Allen TrebilConcourse Financial Group Advisors otherTradition Wealth Management LLC otherOtherJul 28, 2017Aug 25, 2017
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10 moves match.