DFX Intelligence
Advisor moves
Arrivals at Collaborative Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ronald E Dokus | Park Avenue Securities LLC BD affiliated | Collaborative Wealth Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 1, 2023 | Apr 24, 2023 (54 d) |
| Richard Edward Boretti | New England Securities Corporation other | Collaborative Wealth Advisors, LLC state registered | Other | Jun 13, 2003 | Aug 2, 2003 (50 d) |
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2 moves match.