DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Stonehearth Capital Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Benjamin House | Wells Fargo Advisors wirehouse | Stonehearth Capital Management independent RIA | Wirehouse to independent RIA | Mar 27, 2025 | Apr 10, 2025 |
| Joseph Gauvin | Sandy Cove Advisors, LLC independent RIA | Stonehearth Capital Management independent RIA | RIA to RIA | Apr 11, 2022 | Jun 16, 2022 (66 d) |
| Andrew James Nadeau | LPL Financial LLC BD affiliated | Stonehearth Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2019 | Jul 24, 2019 |
| Jamie Allen Upson | Commonwealth Financial Network national BD | Stonehearth Capital Management other | Other | Mar 2, 2010 | Jan 31, 2005 |
| Chad William Gutner | Commonwealth Financial Network national BD | Stonehearth Capital Management other | Other | May 15, 2009 | Jan 9, 2007 |
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5 moves match.