DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Financial Foundations, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Alec J MurrayCommonwealth Financial Network national BDFinancial Foundations, Inc. state registeredAffiliated broker-dealer or bank to a state-registered adviserFeb 4, 2025Mar 8, 2022
Sean Robert MccannCommonwealth Financial Network national BDFinancial Foundations, Inc. state registeredAffiliated broker-dealer or bank to a state-registered adviserMay 4, 2017Apr 19, 2006
Matthew Nmn O'BrienCommonwealth Financial Network national BDFinancial Foundations, Inc. state registeredAffiliated broker-dealer or bank to a state-registered adviserJan 29, 2016Feb 25, 2013
Jonathan Michael KoperniakCommonwealth Financial Network national BDFinancial Foundations, Inc. state registeredAffiliated broker-dealer or bank to a state-registered adviserSep 29, 2015Nov 25, 2008
Steven Lee JacobsmeierCommonwealth Financial Network national BDFinancial Foundations, Inc. state registeredAffiliated broker-dealer or bank to a state-registered adviserJul 2, 2009Mar 18, 2005
Steven GruberCommonwealth Financial Network national BDFinancial Foundations, Inc. state registeredAffiliated broker-dealer or bank to a state-registered adviserMar 13, 2009Nov 25, 2008
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6 moves match.