DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

A••• J• M•••••

C•••••••institutionalBoston, MaIA-onlyIAPD 5818820

Certified Financial Planner

Feed of 09/14/2026

Also filed as A••• Joseph M•••••

At current firm

1 y

since Feb 14, 2025

In the industry

13 y

since Feb 4, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• institutional current
since Feb 14, 2025 · Boston, Ma
F•••••••• F••••••••• I••• state registered
Mar 8, 2022 to Feb 6, 2025 · Westborough, Ma
C••••••••• F•••••••• N•••••• national BD
Jun 4, 2019 to Feb 4, 2025 · Southborough, Ma
E••••• J•••• national BD
Aug 4, 2016 to Apr 23, 2019 · Boston, Ma
J••• M••••• S••••••••• L•• wirehouse
Nov 20, 2014 to Aug 1, 2016 · Boston, Ma
E••••• J•••• national BD
Feb 14, 2013 to Nov 5, 2014 · Maryland Heights, Mo

Moves

a registration end followed by a registration begin elsewhere

F•••••••• F••••••••• I••• to C•••••••
left Feb 6, 2025, registered Feb 14, 2025 (8 days) · Other
C••••••••• F•••••••• N•••••• to F•••••••• F••••••••• I•••
left Feb 4, 2025, registered Mar 8, 2022 (-1064 days) · Affiliated broker-dealer or bank to a state-registered adviser
E••••• J•••• to C••••••••• F•••••••• N••••••
left Apr 23, 2019, registered Jun 4, 2019 (42 days) · Affiliated broker-dealer or bank to another
J••• M••••• S••••••••• L•• to E••••• J••••
left Aug 1, 2016, registered Aug 4, 2016 (3 days) · Wirehouse to affiliated broker-dealer or bank
E••••• J•••• to J••• M••••• S••••••••• L••
left Nov 5, 2014, registered Nov 20, 2014 (15 days) · Affiliated broker-dealer or bank to wirehouse

Signals

A••• J• M••••• left F•••••••• F••••••••• I••• for C••••••• (registered 2025-02-14)
Feb 6, 2025 · Advisor changed firm · fact
A••• J• M••••• left C••••••••• F•••••••• N•••••• for F•••••••• F••••••••• I••• (registered 2022-03-08)
Feb 4, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Institutional managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address