DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Financial Life Planners
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nancy A Hetrick | Smarter Financial Solutions unclassified | Financial Life Planners independent RIA | Other | Aug 3, 2022 | Mar 31, 2022 |
| Gina Giachetti Wight | Morgan Stanley wirehouse | Financial Life Planners independent RIA | Wirehouse to independent RIA | Apr 2, 2020 | Apr 1, 2020 |
| Cynthia Kay Fick | Commonwealth Financial Network national BD | Financial Life Planners independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 11, 2003 | Jan 2, 2004 |
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3 moves match.